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FISP Facade Inspections (Local Law 11) Explained

NYC buildings taller than six stories need a facade report every five years. Cycle 10 filing windows, what Safe, SWARMP and Unsafe mean, and FISP penalties.

6 min read · Updated

Every NYC building taller than six stories must file a facade inspection report once every five years, within a two-year window set by the last digit of its tax block number. In the current Cycle 10, blocks ending in 4, 5, 6 or 9 are due between February 21, 2025 and February 21, 2027; blocks ending in 0, 7 or 8 between February 21, 2026 and February 21, 2028; and blocks ending in 1, 2 or 3 between February 21, 2027 and February 21, 2029.

The program is the Facade Inspection & Safety Program (FISP), often still called Local Law 11 after the local law behind it. The rules are in Department of Buildings (DOB) rule 1 RCNY § 103-04. Each report rates the building Safe, SWARMP or Unsafe, and each rating comes with its own deadlines.

At a glance

Who must file
Buildings taller than 6 stories
How often
Once per 5-year cycle
Current: Cycle 10
Filing window
2 years, set by block number
Starts and ends Feb 21
Inspector
Qualified Exterior Wall Inspector (QEWI)
Unsafe repairs
Within 90 days of the report
Shed or fence immediately
Missed filing
$5,000/yr + $1,000/month late

Cycle 10 filing windows

FISP Cycle 10 sub-cycles
Tax block number ends inSub-cycleFiling window
4, 5, 6 or 910AFeb 21, 2025 – Feb 21, 2027
0, 7 or 810BFeb 21, 2026 – Feb 21, 2028
1, 2 or 310CFeb 21, 2027 – Feb 21, 2029
Source: NYC DOB Service Notice, FISP Cycle 10

As of October 2026, windows 10A and 10B are open and 10C opens in February 2027. Find your block number in the BBL on Roofy's building lookup (see BBL and BIN explained), or let the facade cycle checker work it out.

  • New buildings: the first report is due five years after the first TCO or CO if that date falls inside the building's window; otherwise it is due in the window of the next cycle.
  • Complexes: an owner of several tall buildings on contiguous lots that fall in different windows may file them all in one window, but must tell DOB 180 days before that window ends and keep using it while they own the property.
  • Catching up early: starting in Cycle 10, a building whose latest status is "No Report Filed" may file a Safe or SWARMP report before its window (after a sub-cycle override in DOB NOW: Safety) to stop penalties from growing, provided all penalties are paid.

Safe, SWARMP and Unsafe

FISP condition ratings and what the owner must do
RatingDefinition (1 RCNY § 103-04)Owner must
SafeNo repair or maintenance needed to keep the exterior sound, and not expected to become unsafe in the next five years.Nothing further until next cycle. Post the conditions certificate.
SWARMP (Safe With A Repair and Maintenance Program)Safe now, but needs repair or maintenance within the next five years (not less than one year) to avoid becoming unsafe.Fix the conditions within the time frame the QEWI sets. If a SWARMP item is not fixed by the next inspection, it must be reported as Unsafe.
UnsafeHazardous to people or property; requires repair.Immediately protect the public (sidewalk shed, fence, netting); correct within 90 days of filing; file an amended report.
No Report Filed (NRF)Status when no acceptable report was filed in the window.File as soon as possible; penalties run until accepted.
Source: 1 RCNY § 103-04

The building's overall rating follows its worst condition: one unsafe condition makes the whole building Unsafe; any SWARMP condition with no unsafe ones makes it SWARMP. The same condition at the same location cannot be filed as SWARMP for two cycles in a row.

After an Unsafe report

  1. 1

    The QEWI notifies DOB and you right away

  2. 2

    Protect the public

  3. 3

    Repair within 90 days

  4. 4

    Ask for an extension if needed

  5. 5

    Re-inspect and file an amended report

FISP penalties

Civil penalties under 1 RCNY § 103-04(d)
ViolationPenalty
Failure to file an acceptable report$5,000 per year after the window ends
Late filing (in addition)$1,000 per month from the day after the deadline until an acceptable report is filed
Unsafe not corrected – year 1$1,000 per month
Unsafe not corrected – year 2$1,000 per month + $10 per linear foot of shed per month
Unsafe not corrected – year 3$1,000 per month + $20 per linear foot of shed per month
Unsafe not corrected – year 4$1,000 per month + $30 per linear foot of shed per month
Unsafe not corrected – year 5$1,000 per month + $40 per linear foot of shed per month
SWARMP item not fixed and later reported Unsafe$2,000
Source: 1 RCNY § 103-04

Example: a 100-foot shed over an unsafe facade in its third year costs $1,000 + (100 × $20) = $3,000 a month. You can challenge a penalty in writing within 30 days of service with proof of compliance, such as an accepted report or approved extension. Waivers are possible in limited cases, including a new owner who bought after penalties accrued, a bankruptcy court order, a declared state of emergency that prevented the inspection, filing or repairs, or a full demolition signed off by DOB.

What the inspection involves

  • Your QEWI designs an inspection program for the building and examines all exterior walls and appurtenances, except wall sections less than 12 inches from an adjacent building.
  • Close-up ("hands-on") inspections from a scaffold drop or similar platform are required at least every 60 feet of facade fronting a public right-of-way. Drones and photography do not replace them.
  • Starting with Cycle 9, cavity wall construction must be probed to check wall ties, and at least every odd-numbered cycle after that, unless an exception applies.
  • The report must be filed within 60 days of the QEWI completing the examination, or a new examination is needed. If DOB rejects it, a revised report is due within 45 days.
  • QEWIs must keep inspection records for at least six years.

Post the certificate

Once DOB accepts the report it issues a conditions certificate. Post it in a frame with a transparent cover in the lobby or vestibule within 30 days. It shows the most recent condition of the facade, so tenants and buyers will see it.

Planning ahead

  1. Confirm your block number and window, and book a QEWI early in the window; scaffold access takes time to arrange.
  2. Budget for SWARMP repairs during the cycle so they are not reclassified as Unsafe next time.
  3. Coordinate facade work with other cycles, such as Local Law 152 gas piping inspections, using the landlord compliance calendar.
  4. Co-op and condo owners: read what owners pay for under Local Law 11.

For how often inspections find unsafe facades citywide, see NYC facade inspections: how many buildings are unsafe.

Fact-checked October 12, 2026

Re-verified 2026-10-12 line by line against 1 RCNY 103-04 (includes the Cycle 10 early-filing exception) and the Feb 24 2025 Cycle 10 service notice; penalty example checked ($1,000 + 100 x $20 = $3,000/month). Clarified waiver conditions (emergency must prevent compliance; demolition must be signed off). All rules taken from the text of 1 RCNY 103-04 and the DOB Cycle 10 service notice: >6 stories, 5-year cycle, sub-cycle windows by last digit of block number, Safe/SWARMP/Unsafe definitions, 60-day filing after exam, 90-day unsafe repair, 90-day extension, 2-week amended report inspection, shed until amended report accepted, penalties ($5,000/yr failure to file, $1,000/month late, $1,000/month unsafe plus $10–$40/lf shed in years 2–5, $2,000 SWARMP-to-unsafe), 30-day penalty challenge, certificate posting within 30 days. Close-up inspection every 60 ft and cavity wall probes in odd cycles from Cycle 9.

Sources

  1. 1 RCNY § 103-04: Periodic Inspection of Exterior Walls and Appurtenances of Buildings · NYC Department of Buildings (accessed October 12, 2026)
  2. Service Notice: Façades Inspection and Safety Program (FISP) Cycle 10 (Feb 24, 2025) · NYC Department of Buildings (accessed October 12, 2026)

General information, not legal, tax or financial advice. Rules change; confirm with the agency or a professional before you act.

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