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NYC window guard law for apartments

NYC landlords must install approved window guards where a child 10 or younger lives, or on request. Annual notice dates, exempt windows, costs and reporting.

7 min read · Updated

In any NYC building with three or more apartments, the landlord must install approved window guards on every window (except fire escape windows and a few others) in an apartment where a child 10 or younger lives. You can also ask for window guards in writing for any reason, even without children, and the owner must install them.

The rules are in the City Health Code, enforced by the Health Department (DOHMH) and HPD. A revised version of the window fall rules took effect on January 1, 2026, adding requirements for modern window designs, balcony windows and window air conditioners.

At a glance

Buildings covered
3 or more apartments
Recommended, not required, in private homes
Who triggers the duty
A child age 10 or younger
Or any written tenant request
"Resides" means
Routinely 10+ hours a week
Even if the child lives elsewhere
Annual notice
Sent Jan 1-16, return by Feb 15
Owner must inspect if not returned
Maximum opening
4½ inches
With the guard or stop in place
HPD violation
Class C
Immediately hazardous

Who is covered

The law applies to multiple dwellings: buildings with three or more apartments. The owner must install guards in each window of an apartment where the owner knows, or reasonably should know, that a child lives, and wherever an occupant has requested them. Guards are also required in public-area windows such as hallways, and the Health Department notes the rule includes bathroom windows.

The Health Code defines a child as anyone 10 years of age or under. Since January 1, 2026 the Health Code uses the city's “resides” definition, which HPD describes as a child routinely spending 10 or more hours a week in the apartment, whether or not the child permanently lives there. That matters for grandparents and caregivers who look after a child during the day.

Windows that are exempt

  • Fire escape windows. Guards must not be installed on windows that open onto a fire escape.
  • A secondary exit window. In a first-floor apartment in a building with fire escapes, one window that serves as the secondary way out stays unguarded. The owner may choose which window.
  • At or below ground level. Windows whose outside sill is at or below ground level with less than six inches of drop do not need guards.
  • Emergency escape openings. Windows the Building or Fire Code requires as emergency escape and rescue openings get a special device with a release mechanism instead of a fixed guard.

Windows onto a balcony or terrace are not exempt: under the 2026 rules they must be guarded too (the Health Department describes this as applying above the first or ground floor). Screens are not a substitute for window guards.

The annual notice: dates that matter

  1. At lease signing

    Lease notice

    Every new lease in a multiple dwelling must include a window guard notice. Fill it in and return it right away.
  2. January 1-16

    Owner sends the annual notice

    By first-class mail, by hand, with the January rent bill, or electronically if you agreed in writing. In buildings built before 1978 the Health Department's annual form is combined with the lead paint notice.
  3. January 1 to February 15

    Owner posts a reminder

    The owner must remind occupants (for example, a notice in the lobby) that forms are due February 15 and that the owner must inspect if one is not returned.
  4. February 15

    Your deadline

    Sign, date and return the completed form to the owner.
  5. After February 15

    Owner inspects non-responding apartments

    The owner must inspect at a reasonable time to see whether a child lives there and, if so, whether guards and air conditioners are properly installed.
  6. March 1

    Access deadline

    If an owner still cannot get access by March 1, the owner must notify the Health Department.

Who pays

SituationCan the owner charge you?
Guards installed in your apartmentYes, the actual cost, subject to state rules
Guards in public areasNo
Guards already in the apartment when you moved inNo
Replacement guards installed during a renovation or window replacementNo
Rent-stabilized or rent-controlled apartmentTemporary surcharge, max $10 per guard, payable over 1-3 years; never added to base rent
You receive public assistance, Section 8, SCRIE, SSI or State payments under Social Services Law §209No (and you can be reimbursed)
Source: NYC DOHMH, Window Guards information for tenants and owners

Your duties as a tenant

  • Fill in, sign and return the lease notice and the annual notice.
  • If you don't return the notice, let the owner in at a reasonable time to inspect.
  • Allow access to install and maintain guards.
  • Don't remove a guard or put a temporary window air conditioner in a guarded window instead. To replace a guard, a window AC must be permanently bolted in with tamper-resistant one-way screws, leave no opening over 4½ inches, have stops on the lower sash, and be inspected and approved by the owner. Sizing a unit first? Try the room AC BTU calculator.

Is your guard installed correctly?

Quick checks you can do yourself, based on the Health Code specifications:

  • The guard is rigid metal (or similar), firmly attached to the window frame, with no sharp edges.
  • No opening anywhere is more than 4½ inches, including gaps at the sides and above the guard when the sash is raised.
  • On a double-hung window, stops keep the lower sash from being raised more than 4½ inches above the guard.
  • Every openable window in the apartment is covered, except the exempt windows above.

How to get guards installed or fixed

  1. 1

    Ask in writing

  2. 2

    Report missing or loose guards to 311

  3. 3

    Expect a Class C violation

HPD wrote 5,709 Class C window guard violations in the 12 months from October 2025 through September 2026, according to its open violations data. You can see whether a building has open window guard violations on its Roofy building page, or see the trend in NYC window guard violations.

Owners can find the notice, inspection and record-keeping checklist in NYC window guard rules for landlords. This guide is general information, not legal advice; the Health Department and HPD pages are the official sources.

Fact-checked October 12, 2026

Independent fact-check 2026-10-12. Health Code Chapter 12 (2026 text) re-read: child = 10 or under; multiple dwelling = 3+ units; lease notice; annual notice Jan 1-16 by mail, hand, consented electronic delivery or January rent bill; reminder Jan 1-Feb 15; return by Feb 15; owner inspection; no pre-conditions or prepayment; occupant may not remove guards or use temporary ACs; exemptions (fire escapes, owner-chosen secondary egress window in first-floor units, sills at/below ground with <6 inch drop, emergency escape openings); 4.5-inch limits and stops; permanent AC rules. DOHMH tenant and owner pages: Jan 1, 2026 rule changes, balcony windows, March 1 notice to DOH, pre-1978 combined lead form, cost rules incl. $10-per-guard surcharge for regulated units and public-assistance exemptions. HPD window guard page: Class C, penalties, bathroom windows. "Resides" definition (routinely 10+ hours/week) per HPD lead page citing Admin Code 27-2056.2. Re-ran wvxf-dwi5 (description contains WINDOW GUARD, inspection dates Oct 1, 2025 to Sep 30, 2026): 5,709 Class C, matches. Corrected the combined-notice year (pre-1978 form), the residence definition and the AC installation rule.

Sources

  1. Window Guards: Information for Tenants · NYC Department of Health and Mental Hygiene (accessed October 12, 2026)
  2. Window Guards: Information for Building Owners · NYC Department of Health and Mental Hygiene (accessed October 12, 2026)
  3. Rules of the City of New York, Title 24, Health Code Chapter 12: Window Falls Prevention · NYC Department of Health and Mental Hygiene (accessed October 12, 2026)
  4. Window Guards · NYC HPD (accessed October 12, 2026)
  5. Lead-Based Paint (definition of a child "residing") · NYC HPD (accessed October 12, 2026)
  6. Housing Maintenance Code Violations (open data) · NYC Open Data (accessed October 12, 2026)

General information, not legal, tax or financial advice. Rules change; confirm with the agency or a professional before you act.

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