roofy
Post

421 East 12 Street

Manhattan, NY 10009BBL 1-00440-0049Map

Owner of record: 421e12 Holdings LLC

421 East 12 Street is an elevator apartment building built in 2001 in Manhattan, 10009. It has 10 residential units across 7 floors. The owner of record is 421e12 Holdings LLC. HPD has recorded 15 housing violations here, most recently on April 29, 2026. 3 of the 15 most recent violations are still open.

HPD violations
15
DOB violations
33
ECB violations
31
HPD complaints
13

What to know

Good
No open Class C

No open immediately-hazardous violations among recent records.

Good
Last violation Apr 29, 2026

Date of the most recent HPD inspection that found a problem.

Good
No unpaid ECB fines

No balance due on recent ECB violations.

Rent stabilization

No rent-stabilized units in 2018–2024 tax bills

Some apartments can still be regulated. Use the rent-stabilized checker or request the rent history from HCR.

Violations

Most recent first. Showing up to 50 per agency.

HPD housing violations · 15

  • A

    File annual bedbug report in accordance with hpd rule as described on the back of this notice of violation or as described on hpds website, www.nyc.gov\hpd, search bed bugs.

    Apr 29, 2026

    Closed — Violation dismissed
  • C

    Properly repair or replace the broken or defective glass pane at vestibule door at public hall, 1st story

    Jun 9, 2025

    Closed — Violation dismissed
  • C

    Replace or repair the self-closing doors that is missing or defective hinges in the entrance located at apt 3, 3rd story, 1st apartment from south at west

    Jun 9, 2025 · Apt 3

    Closed — Violation dismissed
  • C

    Properly repair or replace the broken or defective glass pane at building entrance door , 1st story

    Jun 9, 2025

    Closed — Violation dismissed
  • B

    Properly repair or replace the broken or defective ...light fixtures at ceiling at vestibule , 1st story

    Apr 15, 2025

    Open — Nov sent out
  • A

    § 329, m/d law and dept. rules and regs. provide a completed certificate of inspection visits in a proper frame at or near mailboxes, bottom edge of frame between 48-62 inches above floor ... , 1st story

    Apr 15, 2025

    Closed — Violation dismissed
  • C

    Provide hot water at all hot water fixtures in the entire apartment located at apt 5, 4th story, 1st apartment from south at west

    Apr 13, 2025 · Apt 5

    Closed — Violation closed
  • B

    Remove all encumbrances consisting of mattresses and rubbish at public hall, 1st story

    Apr 28, 2024

    Open — Nov sent out
  • B

    Trace and repair the source and abate the visible mold condition... at ceiling appox 6 sq ft in the 1st room from north at east located at apt 7, 5th story, 1st apartment from south at west original violation 16933762 issued 28-apr-24 has been upgraded to class b per administrative code §27-2017.3a(3)(a) or (b).

    Apr 28, 2024 · Apt 7

    Open — First no access to re- inspect violation
  • A

    Trace and repair the source and abate the visible mold condition... at ceiling appox 6 sq ft in the 1st room from north at east located at apt 7, 5th story, 1st apartment from south at west

    Apr 28, 2024 · Apt 7

    Closed — Violation closed
Show 5 more ↓
  • A

    File annual bedbug report in accordance with hpd rule as described on the back of this notice of violation or as described on hpds website, www.nyc.gov\hpd, search bed bugs.

    Mar 15, 2023

    Closed — Violation dismissed
  • I

    And is therefore subject to civil penalties, prohibited from certifying violations, and denied the right to recover possession of premises for nonpayment of rent until a valid registration statement is filed.

    Nov 2, 2022

    Closed — Violation dismissed
  • I

    And is therefore subject to civil penalties, prohibited from certifying violations, and denied the right to recover possession of premises for nonpayment of rent until a valid registration statement is filed.

    Oct 5, 2018

    Closed — Violation dismissed
  • I

    And is therefore subject to civil penalties, prohibited from certifying violations, and denied the right to recover possession of premises for nonpayment of rent until a valid registration statement is filed.

    Oct 24, 2016

    Closed — Violation dismissed
  • I

    And is therefore subject to civil penalties, prohibited from certifying violations, and denied the right to recover possession of premises for nonpayment of rent until a valid registration statement is filed.

    Feb 2, 2015

    Closed — Violation dismissed

DOB building violations · 33

  • Low pressure boiler boiler required

    Violation issued-failure to file 2024 external low pressure inspection

    Nov 14, 2025

    Dob violation - active
  • Low pressure boiler boiler required

    Violation issued-failure to file 2024 external low pressure inspection

    Nov 14, 2025

    Dob violation - active
  • Low pressure boiler boiler required

    Violation issued-failure to file 2023 external low pressure inspection

    Sep 23, 2024

    Dob violation - active
  • Low pressure boiler boiler required

    Violation issued-failure to file 2023 external low pressure inspection

    Sep 23, 2024

    Dob violation - active
  • Fail to certify class 1 none

    Failure to certify correction on immediately hazardous (class 1) ecb violation

    Mar 2, 2022

    Dob violation - active
  • Low pressure boiler boiler required

    Violation issued for failure to file annual boiler 2016 inspection report

    Apr 6, 2018

    Dob violation - active
  • Low pressure boiler boiler required

    Violation issued for failure to file annual boiler 2016 inspection report

    Apr 6, 2018

    Dob violation - active
  • Elevator elevatorrequired

    E-elevator elevatorrequired

    Jun 12, 2017

    Dob violation - resolved
  • Fail to certify class 1 none

    Failure to certify correction on immediately hazardous (class 1) ecb violation

    Jan 25, 2017

    Dob violation - dismissed
  • Fail to certify class 1 none

    Failure to certify correction on immediately hazardous (class 1) ecb violation

    Jan 25, 2017

    Dob violation - dismissed
Show 23 more ↓
  • Fail to certify class 1 none

    Failure to certify correction on immediately hazardous (class 1) ecb violation

    Aug 24, 2016

    Dob violation - dismissed
  • Fail to certify class 1 none

    Failure to certify correction on immediately hazardous (class 1) ecb violation

    Aug 24, 2016

    Dob violation - dismissed
  • Fail to certify class 1 none

    Failure to certify correction on immediately hazardous (class 1) ecb violation

    Aug 24, 2016

    Dob violation - dismissed
  • Fail to certify class 1 none

    Failure to certify correction on immediately hazardous (class 1) ecb violation

    Aug 24, 2016

    Dob violation - dismissed
  • Fail to certify class 1 none

    Failure to certify correction on immediately hazardous (class 1) ecb violation

    Aug 24, 2016

    Dob violation - dismissed
  • Residential elevator periodic inspection/test elevatorrequired

    Failure to perform category 5 inspection

    Jun 1, 2016

    Dob violation - active
  • Elevator elevatorrequired

    E-elevator elevatorrequired

    May 3, 2016

    Dob violation - resolved
  • Low pressure boiler boiler required

    Violation issued for failure to file annual boiler 2012 inspection report

    May 15, 2014

    Dob violation - active
  • Low pressure boiler boiler required

    Violation issued for failure to file annual boiler 2012 inspection report

    May 15, 2014

    Dob violation - active
  • Elevator annual inspection / test elevatorrequired

    Violation issued to elevator-failure to file category 1 2011 inspection/test

    Oct 1, 2012

    Dob violation - active
  • Elevator elevatorrequired

    E-elevator elevatorrequired

    Apr 16, 2012

    Dob violation - resolved
  • Low pressure boiler boiler required

    Violation issued for failure to file annual boiler 2010 inspection report

    Dec 13, 2011

    Dob violation - active
  • Low pressure boiler boiler required

    Violation issued for failure to file annual boiler 2010 inspection report

    Dec 13, 2011

    Dob violation - active
  • Fail to certify class 1 none

    Failure to certify correction on immediately hazardous (class 1) ecb violation

    Jan 13, 2011

    Dob violation - dismissed
  • Fail to certify class 1 none

    Failure to certify correction on immediately hazardous (class 1) ecb violation

    Dec 2, 2010

    Dob violation - dismissed
  • Elevator elevatorrequired

    E-elevator elevatorrequired

    Apr 8, 2009

    Dob violation - resolved
  • Elevator elevatorrequired

    E-elevator elevatorrequired

    Oct 30, 2008

    Dob violation - resolved
  • Elevator elevatorrequired

    E-elevator elevatorrequired

    Jan 29, 2008

    Dob violation - resolved
  • Elevator elevatorrequired

    E-elevator elevatorrequired

    Mar 8, 2007

    Dob violation - resolved
  • Elevator elevatoroptional

    Ll1081-local law 10/81 - elevator elevatoroptional

    Oct 1, 2005

    Dob violation - dismissed
  • Elevator elevatorrequired

    E-elevator elevatorrequired

    Aug 2, 2005

    Dob violation - resolved
  • Elevator elevatorrequired

    1p41458

    Jun 7, 2002

    Dob violation - resolved
  • Elevator elevatoroptional

    Ll1081-local law 10/81 - elevator elevatoroptional

    Feb 19, 2002

    Dob violation - dismissed

ECB violations · 31

  • Class - 2

    There is no certificate of correction on file for class 1 violation #39089299k issued on 6/26/2023 for material false statement/filing concerning building being 75 feet as opposed to actual height 58' ft includ

    Oct 28, 2025

    Resolve
  • Class - 1

    File a certificate, form, application etc. containing a material false statement(s). observed c/o # 102186108 indicated building height as 75ft. however, building is approx. 58' in height including bulkhead. in

    Jun 26, 2023 · Penalty $25,000

    Active
  • Class - 1

    No door lock monitoring installed in this controller as mandated by 3.10.12 of appendix k3 of the nycbc. this is a controller feature which ensure passenger safety. file application and install dlm and perform

    Oct 21, 2021 · Penalty $6,250

    Active
  • Class - 2

    Failure to comply with the commissioner's order to file a certificate of correction with the department of buildings for violating conditions cited in nov#35169882m issued on 5/16/2016.remedy:file a certificate

    Jul 19, 2021 · Penalty $1,250

    Active
  • Class - 2

    Failure to comply with the commissioner's order to file a certificate of correction with the department of buildings for violating conditions cited in nov#35203394j issued on 11/4/2016.remedy:file a certificate

    Jul 19, 2021 · Penalty $1,250

    Resolve
  • Class - 2

    Failure to comply with the commissioner's order to file a certificate of correction with the department of buildings for violating conditions cited in nov#35169880z issued on 5/26/2016.remedy:file certificate o

    Jul 19, 2021 · Penalty $1,250

    Resolve
  • Class - 1

    Permanent residence used/converted for other than permanent residential purposes.c/o #102186108 indicates bldg to be legally approved as a class "a" m.d. now apt#1 on 2nd fl illegally used/converted to transien

    Nov 4, 2016 · Penalty $8,000

    Resolve
  • Class - 1

    Failure to maintain bldg in code compliant manner.lack of a system of automatic sprinklers where required per bc903.2,27-954 for transient use.previous violation #35169878j.rem:discontinue illegal occupancy.

    Nov 4, 2016 · Penalty $2,500

    Resolve
  • Class - 1

    Failure to maintain bldg in code compliant manner.failure to provide number of required means of egress for every flr per bc1018.12,27-366 from cellar level to roof level.previous violation #3516877h.rem:discon

    Nov 4, 2016 · Penalty $3,000

    Resolve
  • Class - 1

    Failure to maintain bldg in code compliant manner.defects noted:hardware door located on exit door leading from internal stair to lobby on 1st fl leaving bldg w/out egress.rem:repair and/or replace defects.

    Nov 4, 2016 · Penalty $1,000

    Resolve
Show 21 more ↓
  • Class - 1

    Bc907.2.8/failure to provide fire alarm system for transient use.previous violation #35169879l.rem:discontinue illegal occupancy.

    Nov 4, 2016 · Penalty $4,000

    Resolve
  • Class - 1

    Occupancy contrary to that allowed by c/o #102186108.illegal occupancy,noted:at cellar level (rear)create office in conjunction with floor office,having laundry room in cellar level (if rent).rem:discontinue il

    Nov 4, 2016 · Penalty $2,400

    Active
  • Class - 2

    Failure to comply with the commissioner's order contained in nov#35169881k issued on 5/26/16 &to file a certificate of correction pursuant to 28-201.1,28-204.4 &1rcny 102-01.note:laa job #122317368 filed disapp

    Sep 24, 2016 · Penalty $800

    Resolve
  • Class - 2

    50a- hot water storage tank top ripped off exposing tank. 50b- not enough fresh air to boiler room. 50c- missing fire damper. no access to check termination of chimney & fresh air. h stamp lochinvar edn 300 300

    Jun 13, 2016 · Penalty $500

    Active
  • Class - 2

    50a- hot water storage tank top ripped off exposing tank. 50b- not enough fresh air to boiler room. 50c- missing fire damper. no access to check termination of clean & fresh air. h stamp- lochinvarewn 200- 1999

    Jun 13, 2016 · Penalty $500

    Active
  • Class - 1

    Failure to bldg in code complaint manner. failure to provide number of required means of egress for every flr per bc1018.1-27-366 for transient use/ocuupied bldg. rem: discontinue illegal use.

    May 26, 2016 · Penalty $1,200

    Resolve
  • Class - 2

    Permanent dwelling used/converted for other permanent residential purposes c of o# 102186108 indicates premises 6 story 10 apts (2 per flr 2nd-6th flrs) 1st flr (mercantile, doctors office) cellar (storage wate

    May 26, 2016 · Penalty $1,600

    Resolve
  • Class - 1

    Failure to maintain bldg in code compliant manner lack of a system of automatic sprinklers where required per bc903.2-27-954.1 in transient use/ocuupied bldg. rem: discontinue illegal use.

    May 26, 2016 · Penalty $1,000

    Resolve
  • Class - 1

    Sec: bc907.2.8. failure to maintain bldg in code compliant manner. failure to provide fire alarm system in transient use/occupied bldg. rem: discontinue illegal occupany.

    May 26, 2016 · Penalty $1,600

    Resolve
  • Class - 2

    Occupancy contrary to that allowed by the c of o# 102186108 indicates premise 6 story w/ 10 apts (2 per 2nd through 6th flrs) 1st flr (mercantile, doctors office) cellar (storage, water, gas & garbage rms). ill

    May 26, 2016 · Penalty $1,200

    Active
  • Class - 1

    Sec: 903.2.10.6. failure to provide an automatic sprinkler system in laundry drying areas. failure to provide automatic sprinkler system in cellar level laundry area w/ 2 gas dryers & 2 washing machines. rem: c

    May 26, 2016 · Penalty $1,600

    Active
  • Class - 1

    Work w/out a permit. noted @ cellar level created laundry area room installed 2 gas lines w/ 2 gas dryers installed water & waste lines for/with 2 washing machines. installed new electric for laundry area washi

    May 26, 2016 · Penalty $1,600

    Active
  • Class - 2

    B254,4a,24b,34a,36,50a-f.(50a)no fire damper (fusible link for fresh air).(50b)pipe down relief valve.(50c)remove storage from boiler room.(50d)smoke pipe not double wall going through ceiling.(50e)no clean out

    Aug 7, 2010 · Penalty $500

    Active
  • Class - 1

    B101,50a.(50a)work w/o permit.lochinvar 3000,000btu.

    Aug 7, 2010

    Resolve
  • Class - 2

    B254,4a,19b,24b,34a,36,50a-f.(50a)no fire damper for fresh air (fusible link).(50b)pipe down relief valve on boiler & storage tank.(50c)smoke pipe not double wall going into ceiling.(50d)no clean out.(50e)remov

    Aug 7, 2010 · Penalty $500

    Active
  • Class - 1

    B101,50a.work w/o permit.lo chinver 199,000.

    Aug 7, 2010

    Resolve
  • Non-hazardous

    Failure to conform with approved plans.noted:plan #102186108 of 3/10/99 and 1/27/00 shows solid wall on west side of bldg with no windows onany floors.the as built condition has at least 2 windows per floor on

    Oct 26, 2000 · Penalty $130

    Resolve
  • Non-hazardous

    Work does not conform to plans plan#1021866108 3-10-99 noted : cellar east wall plans calls for a 12' new concrete wall instead contractor is building a 8" concrete wall adjacent ,leaving existing stone wall

    Dec 27, 1999

    Resolve
  • Non-hazardous

    Failure to provide approved plans at premises at time of inspection. noted: no approved plans for alt #101788380. remedy: stop all work. provide approved plans.

    May 20, 1998

    Resolve
  • Hazardous

    Failure to maintain exterior bldg wall. noted at rear of bldg 1st floor rear extension wall and foundation collapse inward approx 12-15 wideby approx 4'high rear extension wall above collaspe building at rear

    Mar 31, 1998 · Penalty $800

    Resolve
  • Hazardous

    Failure to maintain exterior bldg wall. defect is: approx 15'x8' section of brick foundation wall in cellar has collapsed w/ addition secion defective at rear extension.

    Jan 24, 1998 · Penalty $800

    Resolve

Complaints

  • Heat/hot water

    Apartment only

    Jun 8, 2025 · Apt 3

    Close
  • Heat/hot water

    Entire building

    Apr 14, 2025 · Apt 3

    Close
  • Heat/hot water

    Entire building

    Apr 13, 2025 · Apt 5

    Close
  • Heat/hot water

    Entire building

    Apr 11, 2025 · Apt BLDG

    Close
  • Heat/hot water

    Entire building

    Apr 10, 2025 · Apt BLDG

    Close
  • Appliance

    Refrigerator

    Dec 18, 2024 · Apt 1

    Close
  • Unsanitary condition

    Mold

    Apr 20, 2024 · Apt 7

    Close
  • Plumbing

    Water supply

    Nov 13, 2019 · Apt 9

    Close
  • Plumbing

    Water supply

    Oct 12, 2019 · Apt 9

    Close
  • Heat/hot water

    Entire building

    Jan 15, 2018 · Apt BLDG

    Close
Show 3 more ↓
  • Heat/hot water

    Entire building

    Jan 14, 2018 · Apt 9

    Close
  • Heat/hot water

    Entire building

    Dec 30, 2017 · Apt 4

    Close
  • Heat/hot water

    Entire building

    Dec 29, 2017 · Apt 1

    Close

Sales history

No recorded sales in our data

Sales come from the NYC Department of Finance rolling sales file.

Building details

Building type
Elevator apartment building (D6)
Year built
2001
Floors
7
Residential units
10
Building area
10,512 ft²
Lot area
2,512 ft²
Zoning
R8B
Community board
103
Council district
2
Block / lot
440 / 49
Assessed value
$1,690,200
Landmark / historic district
No

HPD registration #141983, last renewed Sep 24, 2025.

Questions about 421 East 12 Street

Who owns 421 East 12 Street?

The owner of record in NYC Department of City Planning PLUTO data is 421e12 Holdings LLC.

Does 421 East 12 Street have violations?

Yes. NYC HPD has recorded 15 housing violations at this property.

Is 421 East 12 Street rent stabilized?

No rent-stabilized units appear in its 2018–2024 tax bills. Individual apartments can still be regulated, so request the rent history from NYS Homes and Community Renewal if unsure.

When was 421 East 12 Street built?

City records list 2001 as the year it was built.

How many apartments are in 421 East 12 Street?

It has 10 residential units and 11 units in total.

Source: NYC Open Data (DCP PLUTO, HPD, DOB, ECB/OATH, DOF). Records can lag the city's systems. Data refreshed weekly.